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Your Compliance Compass

Guiding you through compliance insights and best practices

The ROI of AI-Powered, Expert-Backed Compliance Intelligence for Community and Regional Banks

In 2024, bank penalties represented 82% of all regulatory fines in the United States—and as regulatory change accelerates, maintaining systematic, auditable compliance programs is becoming increasingly labor-intensive and costly. Download our whitepaper to learn how AI-powered tools can deliver measurable results when paired with the right governance and infrastructure.

CompliSolv’s AI-Enhanced Preemption Review Offers Game-Changing Insights

CompliSolv combines AI-driven analysis with deep regulatory expertise to help federally chartered banks identify which state laws federal preemption renders moot, cutting compliance complexity and focusing expert attention where it matters most.

Regulatory Change Management for Banks: Questions Every Bank Board Should Be Able to Answer

For bank boards, the greatest risk of regulatory change is not missing a requirement—it is being unable to demonstrate that the institution had an effective process for identifying, assessing, and responding to it. It's essential bank that banks implement a repeatable, auditable process for managing regulatory change before the next examination cycle.

Advanced Analysis

FFIEC Agencies Propose Revisions to CAMELS Ratings

Federal banking regulators have proposed revisions to the CAMELS rating system aimed at emphasizing material financial risk and improving transparency, with public comments due by August 17, 2026.

From Reactive to Proactive: The Evolution of Bank Compliance

Too often, banks address their regulatory obligations through a reactive model. Compliance teams chase updates and respond after change occurs, increasing the risk of missed requirements and delayed action. But through proactive compliance, banks identify and act on change early, thereby reducing risk, improving efficiency, and enabling growth.

The ROI of AI-Powered, Expert-Backed Compliance Intelligence for Community and Regional Banks

In 2024, bank penalties represented 82% of all regulatory fines in the United States—and as regulatory change accelerates, maintaining systematic, auditable compliance programs is becoming increasingly labor-intensive and costly. Download our whitepaper to learn how AI-powered tools can deliver measurable results when paired with the right governance and infrastructure.

Advanced Analysis

FinCEN Geographic Targeting Order Reveals the Need for Robust BSA/AML Compliance Protocols

Featured article from the Advanced Analysis section of our platform, offering exclusive regulatory insight from leading voices in the legal field. In this edition, Travis Nelson examines a new rule from Financial Crimes Enforcement Network (FinCEN) impacting financial institutions in Minnesota.

10th Circuit Hears Arguments on Colorado Opt Out

The Depository Institutions Deregulation and Monetary Control Act (MCA) has shaped how state-chartered financial institutions apply and export favorable interest rates across state lines for more than four decades.

OCC Denies New Charter Application

Typically, when the OCC is preparing to deny an application for a national bank charter, applicants are given the opportunity to withdraw before a formal decision is issued.

Community Reinvestment Act Proposed Rule

The Office of the Comptroller of the Currency (OCC) and Federal Deposit Insurance Corporation (FDIC) have proposed changes to the Community Reinvestment Act (CRA), a federal law that encourages financial institutions to meet the credit needs of their local communities.

OCC's New Proposal to Share Confidential Supervisory Information Between Banks

The Office of the Comptroller of the Currency (OCC) has proposed to ease the rules governing when banks can disclose confidential supervisory information (CSI), which is information that can't currently leave a bank without the OCC's approval first.

Let’s Talk Cannabis Banking

Cannabis banking is in growing demand, but serving the industry isn't a simple yes-or-no decision.

New Guidance on Undocumented Workers

Federal banking regulators recently issued guidance directing banks to apply heightened underwriting scrutiny to applicants who lack authorization to work in the U.S.

Increased State Regulation: Should Federal Preemption Be Invoked?

Polsinelli shareholder and former OCC enforcement lawyer Travis Nelson lays out the three options available to national banks, explaining the cost and revenue tradeoffs of each, and the one thing every bank needs in the file regardless of which path it takes.

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